by Irving Howe
I must have been no more than fifteen
or sixteen years old when I first chanced upon Winesburg,
Ohio. Gripped by these stories and sketches of
Sherwood Anderson’s small-town “grotesques,”
I felt that he was opening for me new depths of experience,
touching upon half-buried truths which nothing in
my young life had prepared me for. A New York
City boy who never saw the crops grow or spent time
in the small towns that lay sprinkled across America,
I found myself overwhelmed by the scenes of wasted
life, wasted love—was this the “real”
America?—that Anderson sketched in Winesburg.
In those days only one other book seemed to offer
so powerful a revelation, and that was Thomas Hardy’s
Jude the Obscure.
Several years later, as I was about
to go overseas as a soldier, I spent my last week-end
pass on a somewhat quixotic journey to Clyde, Ohio,
the town upon which Winesburg was partly modeled.
Clyde looked, I suppose, not very different from most
other American towns, and the few of its residents
I tried to engage in talk about Anderson seemed quite
uninterested. This indifference would not have
surprised him; it certainly should not surprise anyone
who reads his book.
Once freed from the army, I started
to write literary criticism, and in 1951 I published
a critical biography of Anderson. It came shortly
after Lionel Trilling’s influential essay attacking
Anderson, an attack from which Anderson’s reputation
would never quite recover. Trilling charged Anderson
with indulging a vaporous sentimentalism, a kind of
vague emotional meandering in stories that lacked
social or spiritual solidity. There was a certain
cogency in Trilling’s attack, at least with
regard to Anderson’s inferior work, most of which
he wrote after Winesburg, Ohio. In my book I tried,
somewhat awkwardly, to bring together the kinds of
judgment Trilling had made with my still keen affection
for the best of Anderson’s writings. By
then, I had read writers more complex, perhaps more
distinguished than Anderson, but his muted stories
kept a firm place in my memories, and the book I wrote
might be seen as a gesture of thanks for the light—a
glow of darkness, you might say—that he
had brought to me.
Decades passed. I no longer
read Anderson, perhaps fearing I might have to surrender
an admiration of youth. (There are some writers one
should never return to.) But now, in the fullness
of age, when asked to say a few introductory words
about Anderson and his work, I have again fallen under
the spell of Winesburg, Ohio, again responded to the
half-spoken desires, the flickers of longing that
spot its pages. Naturally, I now have some changes
of response: a few of the stories no longer haunt
me as once they did, but the long story “Godliness,”
which years ago I considered a failure, I now see
as a quaintly effective account of the way religious
fanaticism and material acquisitiveness can become
intertwined in American experience.
* *
Sherwood Anderson was born in Ohio
in 1876. His childhood and youth in Clyde, a
town with perhaps three thousand souls, were scarred
by bouts of poverty, but he also knew some of the
pleasures of pre-industrial American society.
The country was then experiencing what he would later
call “a sudden and almost universal turning
of men from the old handicrafts towards our modern
life of machines.” There were still people
in Clyde who remembered the frontier, and like America
itself, the town lived by a mixture of diluted Calvinism
and a strong belief in “progress,” Young
Sherwood, known as “Jobby”—the
boy always ready to work—showed the kind
of entrepreneurial spirit that Clyde respected:
folks expected him to become a “go-getter,”
And for a time he did. Moving to Chicago in his
early twenties, he worked in an advertising agency
where he proved adept at turning out copy. “I
create nothing, I boost, I boost,” he said about
himself, even as, on the side, he was trying to write
short stories.
In 1904 Anderson married and three
years later moved to Elyria, a town forty miles west
of Cleveland, where he established a firm that sold
paint. “I was going to be a rich man….
Next year a bigger house; and after that, presumably,
a country estate.” Later he would say about
his years in Elyria, “I was a good deal of a
Babbitt, but never completely one.” Something
drove him to write, perhaps one of those shapeless
hungers—a need for self-expression? a wish
to find a more authentic kind of experience?—that
would become a recurrent motif in his fiction.
And then, in 1912, occurred the great
turning point in Anderson’s life. Plainly
put, he suffered a nervous breakdown, though in his
memoirs he would elevate this into a moment of liberation
in which he abandoned the sterility of commerce and
turned to the rewards of literature. Nor was
this, I believe, merely a deception on Anderson’s
part, since the breakdown painful as it surely was,
did help precipitate a basic change in his life.
At the age of 36, he left behind his business and
moved to Chicago, becoming one of the rebellious writers
and cultural bohemians in the group that has since
come to be called the “Chicago Renaissance.”
Anderson soon adopted the posture of a free, liberated
spirit, and like many writers of the time, he presented
himself as a sardonic critic of American provincialism
and materialism. It was in the freedom of the
city, in its readiness to put up with deviant styles
of life, that Anderson found the strength to settle
accounts with—but also to release his affection
for—the world of small-town America.
The dream of an unconditional personal freedom, that
hazy American version of utopia, would remain central
throughout Anderson’s life and work. It
was an inspiration; it was a delusion.
In 1916 and 1917 Anderson published
two novels mostly written in Elyria, Windy McPherson’s
Son and Marching Men, both by now largely forgotten.
They show patches of talent but also a crudity of
thought and unsteadiness of language. No one
reading these novels was likely to suppose that its
author could soon produce anything as remarkable as
Winesburg, Ohio. Occasionally there occurs in
a writer’s career a sudden, almost mysterious
leap of talent, beyond explanation, perhaps beyond
any need for explanation.
In 1915-16 Anderson had begun to write
and in 1919 he published the stories that comprise
Winesburg, Ohio, stories that form, in sum, a sort
of loosely-strung episodic novel. The book was
an immediate critical success, and soon Anderson was
being ranked as a significant literary figure.
In 1921 the distinguished literary magazine The Dial
awarded him its first annual literary prize of $2,000,
the significance of which is perhaps best understood
if one also knows that the second recipient was T.
S. Eliot. But Anderson’s moment of glory
was brief, no more than a decade, and sadly, the remaining
years until his death in 1940 were marked by a sharp
decline in his literary standing. Somehow, except
for an occasional story like the haunting “Death
in the Woods,” he was unable to repeat or surpass
his early success. Still, about Winesburg, Ohio
and a small number of stories like “The Egg”
and “The Man Who Became a Woman” there
has rarely been any critical doubt.
* *
No sooner did Winesburg, Ohio make
its appearance than a number of critical labels were
fixed on it: the revolt against the village,
the espousal of sexual freedom, the deepening of American
realism. Such tags may once have had their point,
but by now they seem dated and stale. The revolt
against the village (about which Anderson was always
ambivalent) has faded into history. The espousal
of sexual freedom would soon be exceeded in boldness
by other writers. And as for the effort to place
Winesburg, Ohio in a tradition of American realism,
that now seems dubious. Only rarely is the object
of Anderson’s stories social verisimilitude,
or the “photographing” of familiar appearances,
in the sense, say, that one might use to describe
a novel by Theodore Dreiser or Sinclair Lewis.
Only occasionally, and then with a very light touch,
does Anderson try to fill out the social arrangements
of his imaginary town—although the fact
that his stories are set in a mid-American place like
Winesburg does constitute an important formative condition.
You might even say, with only slight overstatement,
that what Anderson is doing in Winesburg, Ohio could
be described as “antirealistic,” fictions
notable less for precise locale and social detail
than for a highly personal, even strange vision of
American life. Narrow, intense, almost claustrophobic,
the result is a book about extreme states of being,
the collapse of men and women who have lost their
psychic bearings and now hover, at best tolerated,
at the edge of the little community in which they
live. It would be a gross mistake, though not
one likely to occur by now, if we were to take Winesburg,
Ohio as a social photograph of “the typical
small town” (whatever that might be.) Anderson
evokes a depressed landscape in which lost souls wander
about; they make their flitting appearances mostly
in the darkness of night, these stumps and shades
of humanity. This vision has its truth, and at
its best it is a terrible if narrow truth—but
it is itself also grotesque, with the tone of the
authorial voice and the mode of composition forming
muted signals of the book’s content. Figures
like Dr. Parcival, Kate Swift, and Wash Williams are
not, nor are they meant to be, “fully-rounded”
characters such as we can expect in realistic fiction;
they are the shards of life, glimpsed for a moment,
the debris of suffering and defeat. In each story
one of them emerges, shyly or with a false assertiveness,
trying to reach out to companionship and love, driven
almost mad by the search for human connection.
In the economy of Winesburg these grotesques matter
less in their own right than as agents or symptoms
of that “indefinable hunger” for meaning
which is Anderson’s preoccupation.
Brushing against one another, passing
one another in the streets or the fields, they see
bodies and hear voices, but it does not really matter—they
are disconnected, psychically lost. Is this due
to the particular circumstances of small-town America
as Anderson saw it at the turn of the century?
Or does he feel that he is sketching an inescapable
human condition which makes all of us bear the burden
of loneliness? Alice Hindman in the story “Adventure”
turns her face to the wall and tries “to force
herself to face the fact that many people must live
and die alone, even in Winesburg.” Or especially
in Winesburg? Such impressions have been put
in more general terms in Anderson’s only successful
novel, Poor White:
All men lead their lives behind a wall
of misunderstanding they have themselves built,
and most men die in silence and unnoticed behind
the walls. Now and then a man, cut off from
his fellows by the peculiarities of his nature,
becomes absorbed in doing something that is personal,
useful and beautiful. Word of his activities
is carried over the walls.
These “walls” of misunderstanding
are only seldom due to physical deformities (Wing
Biddlebaum in “Hands”) or oppressive social
arrangements (Kate Swift in “The Teacher.”)
Misunderstanding, loneliness, the inability to articulate,
are all seen by Anderson as virtually a root condition,
something deeply set in our natures. Nor are
these people, the grotesques, simply to be pitied
and dismissed; at some point in their lives they have
known desire, have dreamt of ambition, have hoped
for friendship. In all of them there was once
something sweet, “like the twisted little apples
that grow in the orchards in Winesburg.”
Now, broken and adrift, they clutch at some rigid
notion or idea, a “truth” which turns
out to bear the stamp of monomania, leaving them helplessly
sputtering, desperate to speak out but unable to.
Winesburg, Ohio registers the losses inescapable to
life, and it does so with a deep fraternal sadness,
a sympathy casting a mild glow over the entire book.
“Words,” as the American writer Paula
Fox has said, “are nets through which all truth
escapes.” Yet what do we have but words?
They want, these Winesburg grotesques,
to unpack their hearts, to release emotions buried
and festering. Wash Williams tries to explain
his eccentricity but hardly can; Louise Bentley “tried
to talk but could say nothing”; Enoch Robinson
retreats to a fantasy world, inventing “his
own people to whom he could really talk and to whom
he explained the things he had been unable to explain
to living people.”
In his own somber way, Anderson has
here touched upon one of the great themes of American
literature, especially Midwestern literature, in the
late nineteenth and early twentieth centuries:
the struggle for speech as it entails a search for
the self. Perhaps the central Winesburg story,
tracing the basic movements of the book, is “Paper
Pills,” in which the old Doctor Reefy sits “in
his empty office close by a window that was covered
with cobwebs,” writes down some thoughts on
slips of paper (“pyramids of truth,” he calls
them) and then stuffs them into his pockets where
they “become round hard balls” soon to
be discarded. What Dr. Reefy’s “truths”
may be we never know; Anderson simply persuades us
that to this lonely old man they are utterly precious
and thereby incommunicable, forming a kind of blurred
moral signature.
After a time the attentive reader
will notice in these stories a recurrent pattern of
theme and incident: the grotesques, gathering
up a little courage, venture out into the streets
of Winesburg, often in the dark, there to establish
some initiatory relationship with George Willard,
the young reporter who hasn’t yet lived long
enough to become a grotesque. Hesitantly, fearfully,
or with a sputtering incoherent rage, they approach
him, pleading that he listen to their stories in the
hope that perhaps they can find some sort of renewal
in his youthful voice. Upon this sensitive and
fragile boy they pour out their desires and frustrations.
Dr. Parcival hopes that George Willard “will
write the book I may never get written,” and
for Enoch Robinson, the boy represents “the
youthful sadness, young man’s sadness, the sadness
of a growing boy in a village at the year’s
end [which may open] the lips of the old man.”
What the grotesques really need is
each other, but their estrangement is so extreme they
cannot establish direct ties—they can only
hope for connection through George Willard. The
burden this places on the boy is more than he can
bear. He listens to them attentively, he is sympathetic
to their complaints, but finally he is too absorbed
in his own dreams. The grotesques turn to him
because he seems “different”—younger,
more open, not yet hardened—but it is precisely
this “difference” that keeps him from
responding as warmly as they want. It is hardly
the boy’s fault; it is simply in the nature
of things. For George Willard, the grotesques
form a moment in his education; for the grotesques,
their encounters with George Willard come to seem
like a stamp of hopelessness.
The prose Anderson employs in telling
these stories may seem at first glance to be simple:
short sentences, a sparse vocabulary, uncomplicated
syntax. In actuality, Anderson developed an artful
style in which, following Mark Twain and preceding
Ernest Hemingway, he tried to use American speech
as the base of a tensed rhythmic prose that has an
economy and a shapeliness seldom found in ordinary
speech or even oral narration. What Anderson
employs here is a stylized version of the American
language, sometimes rising to quite formal rhetorical
patterns and sometimes sinking to a self-conscious
mannerism. But at its best, Anderson’s
prose style in Winesburg, Ohio is a supple instrument,
yielding that “low fine music” which he
admired so much in the stories of Turgenev.
One of the worst fates that can befall
a writer is that of self-imitation: the effort
later in life, often desperate, to recapture the tones
and themes of youthful beginnings. Something
of the sort happened with Anderson’s later writings.
Most critics and readers grew impatient with the work
he did after, say, 1927 or 1928; they felt he was
constantly repeating his gestures of emotional “groping”—what
he had called in Winesburg, Ohio the “indefinable
hunger” that prods and torments people.
It became the critical fashion to see Anderson’s
“gropings” as a sign of delayed adolescence,
a failure to develop as a writer. Once he wrote
a chilling reply to those who dismissed him in this
way: “I don’t think it matters much,
all this calling a man a muddler, a groper, etc....
The very man who throws such words as these knows
in his heart that he is also facing a wall.”
This remark seems to me both dignified and strong,
yet it must be admitted that there was some justice
in the negative responses to his later work.
For what characterized it was not so much “groping”
as the imitation of “groping,” the self-caricature
of a writer who feels driven back upon an earlier
self that is, alas, no longer available.
But Winesburg, Ohio remains a vital
work, fresh and authentic. Most of its stories
are composed in a minor key, a tone of subdued pathos—pathos
marking both the nature and limit of Anderson’s
talent. (He spoke of himself as a “minor writer.”)
In a few stories, however, he was able to reach beyond
pathos and to strike a tragic note. The single
best story in Winesburg, Ohio is, I think, “The
Untold Lie,” in which the urgency of choice
becomes an outer sign of a tragic element in the human
condition. And in Anderson’s single greatest
story, “The Egg,” which appeared a few
years after Winesburg, Ohio, he succeeded in bringing
together a surface of farce with an undertone of tragedy.
“The Egg” is an American masterpiece.
Anderson’s influence upon later
American writers, especially those who wrote short
stories, has been enormous. Ernest Hemingway
and William Faulkner both praised him as a writer
who brought a new tremor of feeling, a new sense of
introspectiveness to the American short story.
As Faulkner put it, Anderson’s “was the
fumbling for exactitude, the exact word and phrase
within the limited scope of a vocabulary controlled
and even repressed by what was in him almost a fetish
of simplicity … to seek always to penetrate to thought’s
uttermost end.” And in many younger writers
who may not even be aware of the Anderson influence,
you can see touches of his approach, echoes of his
voice.
Writing about the Elizabethan playwright
John Ford, the poet Algernon Swinburne once said:
“If he touches you once he takes you, and what
he takes he keeps hold of; his work becomes part of
your thought and parcel of your spiritual furniture
forever.” So it is, for me and many others,
with Sherwood Anderson.
To the memory of my mother,
EMMA SMITH Anderson,
whose keen observations on the life
about her first awoke in me the hunger to see beneath
the surface of lives, this book is dedicated.